SEC Form 4 · accession 0001209191-16-090309
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ned L Siegel
Director
Period of report
Aug 11, 2015
Accepted (ET)
Jan 7, 2016 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 11, 2015 | A | 1,196,988 | $0.00 | A | 1,838,182 | D | |
| Common Stock | Dec 9, 2015 | P | 797,872 | $0.0188 | A | 2,636,054 | D | |
| Common Stock | Dec 18, 2015 | P | 265,957 | $0.0188 | A | 2,902,011 | D | |
| Common StockF3 | Dec 31, 2015 | A | 325,000 | $0.00 | A | 3,227,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units pursuant to Issuer's 2014 Equity Incentive Plan, as amended (the "Plan"). Such award is part of Reporting Person's compensation as a director of Issuer.
- F2The number of shares ("Shares") of Issuer's common stock represented by restricted stock units granted under the Plan.
- F3Grant of Shares pursuant to the Plan, as part of Reporting Person's compensation as a director of Issuer for the quarter beginning October 1, 2015 and ending December 31, 2015. Such Shares are payable following the end of the fourth calendar quarter of 2015.