SEC Form 4 · accession 0001209191-16-088475
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Goh
Officer — COO
Period of report
May 11, 2015
Accepted (ET)
Jan 5, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 11, 2015 | A | 196,078 | $0.00 | A | 234,538 | D | |
| Common StockF3,F4 | Nov 20, 2015 | A | 625,000 | $0.00 | A | 859,538 | D | |
| Common Stock | Dec 9, 2015 | P | 1,436,170 | $0.0188 | A | 2,295,708 | D | |
| Common Stock | Dec 17, 2015 | P | 691,489 | $0.0188 | A | 2,987,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units ("RSU") pursuant to Issuer's 2014 Equity Incentive Plan, as amended (the "Plan"). Such RSUs vest quarterly beginning August 11, 2015 and will be fully vested as of May 11, 2016.
- F2The number of shares of Issuer's common stock represented by RSUs granted under the Plan.
- F3Award of common stock pursuant to the Plan as part of Reporting Person's bonus compensation for the period April 1, 2015 through September 30, 2015.
- F4Grant effective as of December 15, 2015.