SEC Form 4 · accession 0001209191-15-068498
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas Mitchell
Officer — CFO
Period of report
Aug 27, 2015
Accepted (ET)
Aug 28, 2015 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 27, 2015 | A | 55,417 | $0.00 | A | 130,983 | D | |
| Common StockF2 | Aug 27, 2015 | A | 7,500 | $0.00 | A | 138,483 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares of Issuer's common stock ("Shares") represented by restricted stock units earned as part of Reporting Person's bonus payment. The units were granted under Issuer's 2014 Equity Incentive Plan.
- F2The number of Shares represented by restricted stock units granted pursuant to Issuer's 2014 Equity Incentive Plan in accordance with Reporting Person's employment agreement.