SEC Form 4 · accession 0001185185-15-000054
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Vincent Mehdizadeh
10% Owner
Period of report
Jan 6, 2015
Accepted (ET)
Jan 13, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2015 | S | 500 | $6.79 | D | 16,355,498 | I | See Footnote |
| Common StockF2 | Jan 7, 2015 | S | 500 | $6.12 | D | 16,354,998 | I | See Footnote |
| Common StockF3 | Jan 8, 2015 | S | 500 | $6.286 | D | 16,354,498 | I | See Footnote |
| Common StockF4 | Jan 9, 2015 | S | 500 | $6.23 | D | 16,353,998 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 13,324,445 shares held by Vincent Chase, Inc. and 3,031,053 shares held by PVM International, Inc., each of which are owned and controlled by the Reporting Person.
- F2Represents 13,324,445 shares held by Vincent Chase, Inc. and 3,030,553 shares held by PVM International, Inc., each of which are owned and controlled by the Reporting Person.
- F3Represents 13,324,445 shares held by Vincent Chase, Inc. and 3,030,053 shares held by PVM International, Inc., each of which are owned and controlled by the Reporting Person.
- F4Represents 13,324,445 shares held by Vincent Chase, Inc. and 3,029,553 shares held by PVM International, Inc., each of which are owned and controlled by the Reporting Person.