SEC Form 4 · accession 0001181431-15-002349
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas Mitchell
Officer — CFO
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2015 | A | 16,367 | $0.00 | A | 16,367 | D | |
| Common StockF1,F2 | Feb 10, 2015 | A | 30,400 | $0.00 | A | 46,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares of Issuer's common stock ("Shares") represented by restricted stock units granted pursuant to Issuer's 2014 Equity Incentive Plan.
- F2Subject to certain conditions, Shares will be earned and vest in four tranches: 6,080 on each of June 30, 2015 and December 31, 2015, and 9,120 on each of June 30, 2016 and December 31, 2016.