SEC Form 4 · accession 0001140361-15-004806
Notis Global, Inc. · NGBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Bedrick
10% Owner
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | S | 25,000 | $2.3275 | D | 3,750,417 | D | |
| Common StockF2 | Feb 5, 2015 | S | 25,000 | $2.2734 | D | 3,725,717 | D | |
| Common StockF3 | Feb 5, 2015 | S | 5,000 | $2.655 | D | 3,720,417 | D | |
| Common StockF4 | Feb 6, 2015 | S | 75,000 | $1.7387 | D | 3,645,417 | D | |
| Common StockF5 | Feb 6, 2015 | S | 75,000 | $1.5716 | D | 3,570,417 | D | |
| Common StockF6 | Feb 6, 2015 | S | 5,000 | $1.656 | D | 3,565,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of Common Stock were effected by a financial institution pursuant to a margin call created when the issuer's stock trades below certain price levels. The reported price of $2.3275 is a weighted average price pursuant to multiple transactions at prices ranging from $2.22 to $2.43. For all transactions reported on this Form 4 utilizing a weighted average sale price, the reporting person will provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each price.
- F2The sales of Common Stock were effected by a financial institution pursuant to a margin call created when the issuer's stock trades below certain price levels. The reported price of $2.2734 is a weighted average price pursuant to multiple transactions at prices ranging from $2.19 to $2.4507.
- F3This transaction was executed in a single trade through a broker-dealer.
- F4The sales of Common Stock were effected by a financial institution pursuant to a margin call created when the issuer's stock trades below certain price levels. The reported price of $1.7387 is a weighted average price pursuant to multiple transactions at prices ranging from $1.61 to $2.24.
- F5The sales of Common Stock were effected by a financial institution pursuant to a margin call created when the issuer's stock trades below certain price levels. The reported price of $1.5716 is a weighted average price pursuant to multiple transactions at prices ranging from $1.43 to $1.78.
- F6This transaction was executed in a single trade through a broker-dealer.