SEC Form 4 · accession 0001706001-26-000009
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Pollitzer
Officer — Chief Executive Officer · Director
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 8:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 par value per share | Sep 4, 2026 | M | 16,264 | $18.70 | A | 286,531 | D | |
| Common Shares, $0.01 par value per share | Sep 4, 2026 | M | 19,435 | $16.00 | A | 305,966 | D | |
| Common Shares, $0.01 par value per shareF1 | Sep 4, 2026 | M | 25,426 | $22.19 | A | 331,392 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $18.70 | Sep 4, 2026 | M | 16,264 | D | — | Feb 7, 2028 | Common Shares, $0.01 par value per share | 16,264 | 0 | D |
| Stock Option (right to buy)F3 | $16.00 | Sep 4, 2026 | M | 19,435 | D | — | Mar 15, 2028 | Common Shares, $0.01 par value per share | 19,435 | 0 | D |
| Stock Option (right to buy)F4 | $22.19 | Sep 4, 2026 | M | 25,426 | D | — | Feb 13, 2029 | Common Shares, $0.01 par value per share | 25,426 | 0 | D |
Explanation of responses
- F1Represents 208,338 common shares and 123,054 unvested restricted stock units.
- F2The option vested in full on February 7, 2021.
- F3The option vested in full on March 15, 2021.
- F4The option vested in full on February 13, 2022.