SEC Form 4 · accession 0001547903-18-000111
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Jones
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 24, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | Aug 21, 2018 | S | 5,114 | $22.1928 | D | 14,886 | I | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Class A Common Shares, $0.01 par value per shareF2 | Aug 22, 2018 | S | 12,886 | $22.1218 | D | 2,000 | I | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Class A Common Shares, $0.01 par value per shareF3 | holding | — | — | — | 91,194 | D | ||
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 57,000 | I | By James G. Jones and Maria F. Jones Revocable Trust | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 2,000 | I | By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $22.1928. The range of sale prices on the transaction date was $22.15 to $22.25. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $22.1218. The range of sale prices on the transaction date was $22.0757 to $22.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F3Represents 86,271 class A common shares and 4,923 unvested restricted stock units.