SEC Form 4 · accession 0001547903-18-000105
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ozanne
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Aug 6, 2018 | S | 25,000 | $20.9943 | D | 74,629 | D | |
| Class A Common Shares, $0.01 par value per shareF3 | holding | — | — | — | 35,000 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.9943. The range of sale prices on the transaction date was $20.95 to $21.05. The reporting person undertakes to provide,upon request, by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price.
- F2Represents 69,706 class A common shares and 4,923 unvested restricted stock units.
- F3The common stock is held by Greenrange Partners LLC, a venture capital investment company, for which the reporting person serves as principal. As a principal, the reporting person may be deemed to beneficially own the shares of stock held by Greenrange Partners, LLC.