SEC Form 4 · accession 0001547903-18-000094
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Leatherberry
Officer — EVP, General Counsel
Period of report
Jun 22, 2018
Accepted (ET)
Jun 25, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | Jun 22, 2018 | S | 5,800 | $17.00 | D | 147,524 | D | |
| Class A Common Shares, $0.01 par value per shareF2,F3 | Jun 22, 2018 | G | 150 | $0.00 | D | 147,374 | D | |
| Class A Common Shares, $0.01 par value per shareF4 | Jun 22, 2018 | S | 10,000 | $17.1175 | D | 0 | I | By spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $17.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- F2The common stock transferred was a gift for which there was no consideration.
- F3Represents 86,886 class A common shares and 60,488 unvested restricted stock units.
- F4The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $17.1175. The range of sale prices on the transaction date was $17.1100 to $17.1250. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.