SEC Form 4 · accession 0001547903-18-000086
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Norberg
Officer — SVP, Controller
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | May 15, 2018 | S | 672 | $16.50 | D | 24,285 | D | |
| Class A Common Shares, $0.01 par value per shareF2,F3 | May 16, 2018 | S | 2,490 | $16.60 | D | 21,795 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.50. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.60. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F3Represents 21,795 unvested restricted stock units.