SEC Form 4 · accession 0001547903-18-000080
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Jones
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to receive)F1,F2 | May 10, 2018 | A | 4,923 | $0.00 | A | 91,194 | D | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 57,000 | I | By James G. Jones and Maria F. Jones Revocable Trust | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 20,000 | I | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 2,000 | I | By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.
- F2Represents 86,271 class A common shares and 4,923 unvested restricted stock units.