SEC Form 4 · accession 0001547903-18-000076
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Pollitzer
Officer — EVP, Chief Financial Officer
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to receive)F1 | May 10, 2018 | F | 3,826 | $0.00 | D | 230,063 | D | |
| Restricted Stock Unit (right to receive)F2,F3 | May 10, 2018 | F | 18,363 | $0.00 | D | 211,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in three equal annual installments beginning on May 10, 2018.
- F2Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018.
- F3Represents 22,564 class A common shares and 189,136 unvested restricted stock units.