SEC Form 4 · accession 0001547903-18-000072
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Norberg
Officer — SVP, Controller
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | May 8, 2018 | S | 6,320 | $16.475 | D | 24,957 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.475. The range of sale prices on the transaction date was $16.45 to $16.50. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2Represents 3,162 class A common shares and 21,795 unvested restricted stock units.