SEC Form 4 · accession 0001547903-18-000049
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Norberg
Officer — Vice President, Controller
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | Mar 15, 2018 | F | 1,135 | $0.00 | D | 23,309 | D | |
| Class A Common Shares, $0.01 par value per shareF2,F3 | Mar 15, 2018 | A | 7,968 | $0.00 | A | 31,277 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2018. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018.
- F2Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2018. The restricted stock units vest in three equal annual installments beginning on March 15, 2019.
- F3Represents 9,482 class A common shares and 21,795 unvested restricted stock units.