SEC Form 4 · accession 0001547903-18-000045
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Norberg
Officer — Vice President, Controller
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Mar 14, 2018 | F | 2,511 | $0.00 | D | 24,444 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016 at a net settlement price equal to the closing stock price on March 14, 2018. Such restricted stock units vest in three equal annual installments beginning on March 14, 2016.
- F2Represents 7,335 class A common shares and 17,109 unvested restricted stock units.