SEC Form 4 · accession 0001547903-18-000021
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Leatherberry
Officer — EVP, General Counsel
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | Feb 9, 2018 | F | 3,241 | $0.00 | D | 167,115 | D | |
| Class A Common Shares, $0.01 par value per shareF2,F3 | Feb 10, 2018 | F | 12,418 | $0.00 | D | 154,697 | D | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 10,000 | I | By spouse. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018.
- F2Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.
- F3Represents 91,441 class A common shares and 63,256 unvested restricted stock units.