SEC Form 4 · accession 0001547903-17-000138
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Mathis
Officer — EVP, Chief Risk Officer
Period of report
Nov 30, 2017
Accepted (ET)
Nov 30, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Nov 30, 2017 | S | 10,000 | $16.9945 | D | 90,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.9945. The range of sale prices on the transaction date was $16.95 to $17.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2Represents 32,416 class A common shares and 58,401 unvested restricted stock units.