SEC Form 4 · accession 0001547903-17-000077
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Jones
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to receive)F1,F2 | May 11, 2017 | A | 7,239 | $0.00 | A | 96,271 | D | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 57,000 | I | By James G. Jones and Maria F. Jones Revocable Trust | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 20,000 | I | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee | |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 2,000 | I | By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.
- F2Represents 89,032 class A common shares and 7,239 unvested restricted stock units.