SEC Form 4 · accession 0001547903-16-000260
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Jones
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Jun 16, 2016 | P | 8,000 | $5.45 | A | 89,032 | D | |
| Class A Common Shares, $0.01 par value per shareF3 | Jun 16, 2016 | P | 10,000 | $5.45 | A | 20,000 | I | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Class A Common Shares, $0.01 par value per shareF4 | Jun 16, 2016 | P | 2,000 | $5.46 | A | 2,000 | I | By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Class A Common Shares, $0.01 par value per share | holding | — | — | — | 57,000 | I | By James G. Jones and Maria F. Jones Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $5.4491. The range of purchase prices on the transaction date was $5.449 to $5.4492 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Represents 80,863 class A common shares and 8,169 unvested restricted stock units.
- F3The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $5.4465. The range of purchase prices on the transaction date was $5.445 to $5.45 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F4The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, each at a purchase price of $5.4550. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased.