SEC Form 4 · accession 0001547903-16-000205
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Michael Farrell
Officer — Chief Financial Officer
Period of report
Feb 19, 2016
Accepted (ET)
Feb 22, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Feb 19, 2016 | P | 5,000 | $5.07 | A | 102,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $5.0749. The range of purchase prices on the transaction date was $5.04 to $5.1399 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Represents 17,061 class A common shares and 85,784 unvested restricted stock units.