SEC Form 4 · accession 0001547903-16-000194
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Michael Farrell
Officer — Chief Financial Officer
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 8:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Feb 12, 2016 | F | 1,605 | $0.00 | D | 97,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 12, 2016. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.
- F2Represents 12,061 class A common shares and 85,784 unvested restricted stock units.