SEC Form 4 · accession 0001547903-15-000116
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Michael Farrell
Officer — Chief Financial Officer
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Aug 6, 2015 | P | 5,000 | $8.42 | A | 16,000 | D | |
| Class A Common Shares, $0.01 par value per shareF3,F4 | Aug 7, 2015 | P | 5,000 | $8.73 | A | 21,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.4165. The range of purchase prices on the transaction date was $8.24 to $8.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Represents 5,000 class A common shares and 11,000 unvested restricted stock units.
- F3The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.7284. The range of purchase prices on the transaction date was $8.69 to $8.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F4Represents 10,000 class A common shares and 11,000 unvested restricted stock units.