SEC Form 4 · accession 0001547903-15-000042
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Leatherberry
Officer — EVP, General Counsel
Period of report
Mar 4, 2015
Accepted (ET)
Mar 4, 2015 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Mar 4, 2015 | P | 20,000 | $7.39 | A | 28,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $7.39. The range of purchase prices on the transaction date was $7.35 to $7.44 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F2Includes 8,300 shares underlying restricted stock units that were granted to the reporting person on February 12, 2015 which vest in three equal annual installments beginning on February 12, 2016.