SEC Form 4/A · accession 0001547903-15-000036
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley M Shuster
Officer — CEO · Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 19, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1,F2 | Feb 12, 2015 | A | 33,800 | $0.00 | A | 197,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $8.50 | Feb 12, 2015 | A | 263,800 | A | — | Feb 12, 2025 | Class A Common Shares, $0.01 par value per share | 263,800 | 263,800 | D |
Explanation of responses
- F1Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2016.
- F23,800 restricted stock units were omitted from the reporting person's original Form 4.
- F329,900 options were omitted from the reporting person's original Form 4.
- F4Granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning on February 12, 2016.