SEC Form 4 · accession 0001547903-15-000017
NMI Holdings, Inc. · NMIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Michael Farrell
Officer — Chief Financial Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF1 | Feb 12, 2015 | A | 11,000 | $0.00 | A | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareF2 | $8.50 | Feb 12, 2015 | A | 86,000 | A | — | Feb 12, 2025 | Class A Common Shares, $0.01 par value per share | 86,000 | 86,000 | D |
Explanation of responses
- F1Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2016.
- F2Granted pursuant to NMIH's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning on February 12, 2016.