SEC Form 4 · accession 0001140361-15-044023
Madison County Financial, Inc. · MCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Warnemunde
Officer — President and CEO · Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2015 | P | 1,500 | $21.03 | A | 156,014 | D | |
| Common StockF1 | Dec 8, 2015 | P | 2,644 | $21.00 | A | 158,658 | D | |
| Common Stock | holding | — | — | — | 13,525 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,714 | I | By ESOP | |
| Common Stock | holding | — | — | — | 22,825 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.10 | holding | — | — | — | Mar 1, 2014 | Feb 14, 2024 | Common Stock | 35,000 | 35,000 | D |
| Stock OptionsF3 | $17.10 | holding | — | — | — | Mar 1, 2014 | Feb 14, 2024 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 1, 2014.
- F2Stock options vest at a rate of 14% per year commencing on March 1, 2014.
- F3Stock options vest at a rate of 20% per year commencing on March 1, 2014.