SEC Form 4 · accession 0001140361-15-042484
Madison County Financial, Inc. · MCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda L. Borchers
Officer — Chief Financial Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 20, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | L | 56 | $20.79 | A | 4,772 | I | By 401(k) |
| Common Stock | holding | — | — | — | 1,246 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 395 | I | By Spouse's Roth IRA | |
| Common StockF3 | holding | — | — | — | 1,351 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 12,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.10 | holding | — | — | — | Nov 1, 2014 | Feb 14, 2024 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest 10% on November 1, 2014 and at a rate of 15% per year thereafter.
- F2Stock options vest 10% on November 1, 2014 and at a rate of 15% per year thereafter.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.