SEC Form 4 · accession 0001179110-18-014186
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil A. Cummins
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 19, 2018 | P | 1,000 | $3.04 | A | 33,794 | D | |
| common stock | Dec 20, 2018 | P | 1,000 | $2.96 | A | 34,794 | D |
Table II — derivative securities
No Table II lines on this filing.