SEC Form 4 · accession 0001179110-18-013202
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Peter Flynn
Officer — CEO
Period of report
Nov 23, 2018
Accepted (ET)
Nov 26, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Nov 23, 2018 | P | 5,000 | $3.4399 | A | 57,660 | D |
Table II — derivative securities
No Table II lines on this filing.