SEC Form 4 · accession 0001179110-18-008453
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Christopher Hunt
Director
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 11, 2018 | P | 7,500 | $3.44 | A | 82,500 | D | |
| common stock | Jun 12, 2018 | P | 7,500 | $3.49 | A | 90,000 | D | |
| common stockF1 | holding | — | — | — | 2,249,901 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are owned directly by Hunt Companies Equity Holdings, LLC ("HCEH"), an indirect subsidiary of Hunt Companies, Inc. ("hunt"). Hunt is owned and controlled by members of the Hunt family and trusts for the benefit of the Hunt family. The reporting person may be deemed to share voting and investment power with respect to the share of the common stock owned directly by HCEH by virtue of being a member of the board of directors of Hunt and the Chief Executive Officer, President and Chief Investment Officer of Hunt. The reporting person disclaims beneficial ownership of the securities owned by HCEH and reported herein, except to the extent of the reporting person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, the reporting person is the beneficial owner of any securities owned by HCEH and reported herein.