SEC Form 4 · accession 0001179110-18-008317
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil A. Cummins
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 6, 2018 | P | 1,000 | $3.40 | A | 27,657 | D | |
| common stockF1 | Jun 8, 2018 | P | 1,637 | $3.3956 | A | 29,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple trades at prices ranging from $3.38 to $3.42. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.