SEC Form 4 · accession 0001179110-17-011615
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Carroll
Officer — CEO and President · Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 16, 2017 | P | 2,000 | $4.06 | A | 67,384 | D |
Table II — derivative securities
No Table II lines on this filing.