SEC Form 4 · accession 0001179110-15-008531
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Houlihan
Director
Period of report
May 22, 2015
Accepted (ET)
May 22, 2015 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | May 22, 2015 | A | 1,500 | $0.00 | A | 14,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common stock granted on May 20, 2015 by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.