SEC Form 4 · accession 0001179110-15-005684
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kian Fui (Paul) Chong
Officer — Chief Investment Officer
Period of report
Apr 1, 2015
Accepted (ET)
Apr 1, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Apr 1, 2015 | P | 1,000 | $10.62 | A | 17,149 | D |
Table II — derivative securities
No Table II lines on this filing.