SEC Form 4 · accession 0001179110-15-005386
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Carroll
Officer — CEO and President · Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 24, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 19, 2015 | P | 1,000 | $10.69 | A | 43,955 | D |
Table II — derivative securities
No Table II lines on this filing.