SEC Form 4 · accession 0001140361-16-091047
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2,F3 | Dec 27, 2016 | J | 811,878 | $0.00 | A | 4,041,045 | I | See footnotes |
| Common Stock, par value $0.01 per shareF2,F4 | Dec 27, 2016 | J | 2,055 | $0.00 | A | 10,230 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses