SEC Form 4 · accession 0001437749-16-032969
Natural Grocers by Vitamin Cottage, Inc. · NGVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raquel M. Isely
Other
Period of report
Dec 21, 2015
Accepted (ET)
May 27, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2015 | G | 1,000 | $0.00 | A | 104,745 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No price is entered because the transaction is an exempt bona fide gift of Common Stock from Kemper Isely, the Reporting Person's father, who shares the reporting person's household.
Remarks
The Reporting Person is a party to a Stockholders Agreement that contains voting agreements and thus is a member of a Schedule 13D group that beneficially owns more than 10% of the issuer's common stock. The number of shares identified as beneficially owned by the Reporting Person excludes shares of Common Stock deemed to be beneficially owned by her solely because of this Stockholders Agreement