SEC Form 3 · accession 0000837010-15-000017
ClearBridge MLP & Midstream Total Return Fund Inc. · CTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 26, 2015
Accepted (ET)
Apr 1, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547341
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Mandatory Redeemable Preferred Stock (5-year) | holding | — | — | — | 6 | D | ||
| Series B Mandatory Redeemable Preferred Stock (7-year) | holding | — | — | — | 6 | D | ||
| Series C Mandatory Redeemable Preferred Stock (9-year) | holding | — | — | — | 11 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The reporting party and its affiliates own in excess of 10% of the referenced securities.