SEC Form 4 · accession 0001140361-18-001232
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Sep 1, 2017
Accepted (ET)
Jan 8, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2017 | P | 232 | $12.81 | A | 7,017 | D | |
| Common SharesF1 | Sep 1, 2017 | P | 211 | $12.81 | A | 6,376 | I | By spouse |
| Common SharesF1 | Sep 1, 2017 | P | 20 | $12.81 | A | 596 | I | By adult child not living at home; reporting person can trade on account for adult child's benefit |
| Common SharesF1 | Dec 1, 2017 | P | 242 | $12.69 | A | 7,259 | D | |
| Common SharesF1 | Dec 1, 2017 | P | 220 | $12.69 | A | 6,596 | I | By spouse |
| Common SharesF1 | Dec 1, 2017 | P | 21 | $12.69 | A | 616 | I | By adult child not living at home; reporting person can trade on account for adult child's benefit |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.