SEC Form 4 · accession 0001140361-17-017935
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Mar 1, 2017
Accepted (ET)
May 2, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2017 | L | 169 | $16.59 | A | 6,588 | D | |
| Common SharesF1 | Mar 1, 2017 | L | 154 | $16.59 | A | 5,986 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.