SEC Form 4 · accession 0001140361-17-001807

TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 1, 2016

Accepted (ET)

Jan 13, 2017 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001547158

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Dec 1, 2015	L	179	$13.30	A	5,634	D
Common Shares^F1	Dec 1, 2015	L	163	$13.30	A	5,120	I	By spouse
Common Shares^F1	Dec 1, 2015	L	2	$13.30	A	59	I	By self as custodian of child's account
Common Shares^F1	Mar 1, 2016	L	252	$9.79	A	5,886	D
Common Shares^F1	Mar 1, 2016	L	229	$9.79	A	5,349	I	By spouse
Common Shares^F1	Jun 1, 2016	L	190	$13.55	A	6,076	D
Common Shares^F1	Jun 1, 2016	L	173	$13.55	A	5,521	I	By spouse
Common Shares^F1	Sep 1, 2016	P	171	$15.51	A	6,247	D
Common Shares^F1	Sep 1, 2016	P	156	$15.51	A	5,677	I	By spouse
Common Shares^F1	Dec 1, 2016	P	171	$15.99	A	6,418	D
Common Shares^F1	Dec 1, 2016	P	155	$15.99	A	5,832	I	By spouse
Common Shares^F2	holding	—	—		—	0	I	By self as custodian of child's accounts

No Table II lines on this filing.

F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price.
F2Excludes 464.971 shares held by the adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.