SEC Form 5 · accession 0001140361-16-047531
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — Chief Executive Officer
Period of report
Nov 30, 2015
Accepted (ET)
Jan 11, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Apr 20, 2015 | S | 2 | $21.86 | D | 758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion
- F2Includes 134.843 shares acquired under the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan