SEC Form 4 · accession 0001140361-15-036738
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Oct 2, 2015
Accepted (ET)
Oct 5, 2015 · 9:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2015 | L | 8 | $14.36 | A | 263 | I | By self as custodian of child's accounts |
| Common SharesF1 | Sep 1, 2015 | L | 147 | $14.36 | A | 4,957 | I | By spouse |
| Common SharesF1 | Sep 1, 2015 | L | 122 | $14.36 | A | 4,130 | D | |
| Common Shares | Oct 2, 2015 | P | 1,325 | $12.57 | A | 5,455 | D | |
| Common Shares | Oct 2, 2015 | P | 200 | $12.56 | A | 463 | I | By self as custodian of child's accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.