SEC Form 4 · accession 0001140361-15-029744
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Aug 4, 2015
Accepted (ET)
Aug 4, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2014 | L | 70 | $21.02 | A | 3,457 | D | |
| Common SharesF1 | Dec 1, 2014 | L | 94 | $21.02 | A | 4,609 | I | By spouse |
| Common SharesF1 | Dec 1, 2014 | L | 1 | $21.02 | A | 53 | I | By self as custodian of child's account |
| Common SharesF1 | Mar 2, 2015 | L | 72 | $21.12 | A | 3,528 | D | |
| Common SharesF1 | Mar 2, 2015 | L | 95 | $21.12 | A | 4,704 | I | By spouse |
| Common SharesF1 | Mar 2, 2015 | L | 1 | $21.12 | A | 54 | I | By self as custodian of child's account |
| Common SharesF1 | Jun 1, 2015 | L | 79 | $19.47 | A | 3,608 | D | |
| Common SharesF1 | Jun 1, 2015 | L | 106 | $19.47 | A | 4,810 | I | By spouse |
| Common SharesF1 | Jun 1, 2015 | L | 1 | $19.47 | A | 55 | I | By self as custodian of child's account |
| Common Shares | Aug 4, 2015 | P | 200 | $16.24 | A | 255 | I | By self as custodian of child's accounts |
| Common Shares | Aug 4, 2015 | P | 400 | $16.23 | A | 4,008 | D | |
| Common Shares | holding | — | — | — | 4,810 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.