SEC Form 5 · accession 0001140361-15-001653
TORTOISE ENERGY INDEPENDENCE FUND, INC. · NDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Officer — Senior VP and Treasurer
Period of report
Nov 30, 2014
Accepted (ET)
Jan 13, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 2, 2013 | L | 77 | $24.11 | A | 4,515 | I | By spouse |
| Common SharesF1 | Dec 2, 2013 | L | 1 | $24.11 | A | 52 | I | By self as custodian of child's account |
| Common SharesF1 | Dec 2, 2013 | L | 57 | $24.11 | A | 3,386 | D | |
| Common SharesF1 | Mar 3, 2014 | L | 76 | $24.60 | A | 4,515 | I | By spouse |
| Common SharesF1 | Mar 3, 2014 | L | 1 | $24.60 | A | 52 | I | By self as custodian of child's account |
| Common SharesF1 | Mar 3, 2014 | L | 57 | $24.60 | A | 3,386 | D | |
| Common SharesF1 | Jun 2, 2014 | L | 71 | $26.80 | A | 4,515 | I | By spouse |
| Common SharesF1 | Jun 2, 2014 | L | 1 | $26.80 | A | 52 | I | By self as custodian of child's account |
| Common SharesF1 | Jun 2, 2014 | L | 54 | $26.80 | A | 3,386 | D | |
| Common SharesF1 | Sep 2, 2014 | L | 71 | $27.33 | A | 4,515 | I | By spouse |
| Common SharesF1 | Sep 2, 2014 | L | 1 | $27.33 | A | 52 | I | By self as custodian of child's account |
| Common SharesF1 | Sep 2, 2014 | L | 53 | $27.33 | A | 3,386 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.