SEC Form 4 · accession 0001225208-16-023952
ADT Corp · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naren K Gursahaney
Officer — President/CEO · Director
Period of report
Jan 7, 2016
Accepted (ET)
Jan 8, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | M | 14,741 | $31.1718 | A | 306,997 | D | |
| Common StockF1 | Jan 7, 2016 | S | 14,741 | $31.33 | D | 292,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.1718 | Jan 7, 2016 | M | 14,741 | D | — | Jan 11, 2016 | Common Stock | 14,741 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2015.
- F2An option which vested in equal increments on January 12, 2007, 2008 and 2009.