SEC Form 4 · accession 0001225208-15-021660
ADT Corp · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Orduna
Officer — SVP/Chief Innovation Officer
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | A | 1,116 | $0.00 | A | 11,817 | D | |
| Common StockF2 | Nov 30, 2015 | F | 970 | $35.47 | D | 10,847 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares earned from the performance share unit award granted on November 30, 2012, which vested on November 30, 2015.
- F2Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of performance share units and restricted share units.