SEC Form 4 · accession 0001225208-15-008514
ADT Corp · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Naren K Gursahaney
Officer — President/CEO · Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 39,309 | $29.5082 | A | 307,490 | D | |
| Common StockF1 | Mar 23, 2015 | S | 39,309 | $41.00 | D | 268,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $29.5082 | Mar 23, 2015 | M | 39,309 | D | — | Nov 21, 2015 | Common Stock | 39,309 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2014.
- F2An option which vested in equal increments on November 22, 2006, 2007 and 2008.