SEC Form 4 · accession 0001225208-15-008111
ADT Corp · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea C Martin
Officer — President, Canada
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001546640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | A | 5,700 | $0.00 | A | 5,700 | D | |
| Common StockF2 | Mar 16, 2015 | A | 3,200 | $0.00 | A | 8,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $38.97 | Mar 16, 2015 | A | 16,300 | A | — | Mar 15, 2025 | Common Stock | 16,300 | 16,300 | D |
Explanation of responses
- F1Restricted stock units which vest in equal increments on March 16, 2016, March 16, 2017, March 16, 2018 and March 16, 2019.
- F2Restricted stock units which vest in equal increments on March 16, 2016 and March 16, 2017.
- F3An option which vests in equal increments on March 16, 2016, March 16, 2017, March 16, 2018 and March 16, 2019.